VII
THE FUNCTION OF THE DREAM
Since we know that the foreconscious is suspended during the night by the
wish to sleep, we can proceed to an intelligent investigation of the dream
process. But let us first sum up the knowledge of this process already gained.
We have shown that the waking activity leaves day remnants from which the sum of
energy cannot be entirely removed; or the waking activity revives during the day
one of the unconscious wishes; or both conditions occur simultaneously; we have
already discovered the many variations that may take place. The unconscious wish
has already made its way to the day remnants, either during the day or at any
rate with the beginning of sleep, and has effected a transference to it. This
produces a wish transferred to the recent material, or the suppressed recent
wish comes to life again through a reinforcement from the unconscious. This wish
now endeavors to make its way to consciousness on the normal path of the mental
processes through the foreconscious, to which indeed it belongs through one of its constituent elements. It is confronted, however, by
the censor, which is still active, and to the influence of which it now
succumbs. It now takes on the distortion for which the way has already been
paved by its transference to the recent material. Thus far it is in the way of
becoming something resembling an obsession, delusion, or the like, i.e. a
thought reinforced by a transference and distorted in expression by the censor.
But its further progress is now checked through the dormant state of the
foreconscious; this system has apparently protected itself against invasion by
diminishing its excitements. The dream process, therefore, takes the regressive
course, which has just been opened by the peculiarity of the sleeping state, and
thereby follows the attraction exerted on it by the memory groups, which
themselves exist in part only as visual energy not yet translated into terms of
the later systems. On its way to regression the dream takes on the form of
dramatization. The subject of compression will be discussed later. The dream
process has now terminated the second part of its repeatedly impeded course. The
first part expended itself progressively from the unconscious scenes or
phantasies to the foreconscious, while the second part gravitates from the
advent of the censor back to the perceptions. But when the dream process becomes a content of perception it has, so to
speak, eluded the obstacle set up in the Forec. by the censor and by the
sleeping state. It succeeds in drawing attention to itself and in being noticed
by consciousness. For consciousness, which means to us a sensory organ for the
reception of psychic qualities, may receive stimuli from two sources—first, from
the periphery of the entire apparatus, viz. from the perception system, and,
secondly, from the pleasure and pain stimuli, which constitute the sole psychic
quality produced in the transformation of energy within the apparatus. All other
processes in the system, even those in the foreconscious, are devoid of any
psychic quality, and are therefore not objects of consciousness inasmuch as they
do not furnish pleasure or pain for perception. We shall have to assume that
those liberations of pleasure and pain automatically regulate the outlet of the
occupation processes. But in order to make possible more delicate functions, it
was later found necessary to render the course of the presentations more
independent of the manifestations of pain. To accomplish this the Forec. system
needed some qualities of its own which could attract consciousness, and most
probably received them through the connection of the foreconscious processes
with the memory system of the signs of speech, which is not
devoid of qualities. Through the qualities of this system, consciousness, which
had hitherto been a sensory organ only for the perceptions, now becomes also a
sensory organ for a part of our mental processes. Thus we have now, as it were,
two sensory surfaces, one directed to perceptions and the other to the
foreconscious mental processes.
I must assume that the sensory surface of consciousness devoted to the Forec.
is rendered less excitable by sleep than that directed to the P-systems. The
giving up of interest for the nocturnal mental processes is indeed purposeful.
Nothing is to disturb the mind; the Forec. wants to sleep. But once the dream
becomes a perception, it is then capable of exciting consciousness through the
qualities thus gained. The sensory stimulus accomplishes what it was really
destined for, namely, it directs a part of the energy at the disposal of the
Forec. in the form of attention upon the stimulant. We must, therefore, admit
that the dream invariably awakens us, that is, it puts into activity a part of
the dormant force of the Forec. This force imparts to the dream that influence
which we have designated as secondary elaboration for the sake of connection and
comprehensibility. This means that the dream is treated by it like any other
content of perception; it is subjected to the same ideas of
expectation, as far at least as the material admits. As far as the direction is
concerned in this third part of the dream, it may be said that here again the
movement is progressive.
To avoid misunderstanding, it will not be amiss to say a few words about the
temporal peculiarities of these dream processes. In a very interesting
discussion, apparently suggested by Maury's puzzling guillotine dream, Goblet
tries to demonstrate that the dream requires no other time than the transition
period between sleeping and awakening. The awakening requires time, as the dream
takes place during that period. One is inclined to believe that the final
picture of the dream is so strong that it forces the dreamer to awaken; but, as
a matter of fact, this picture is strong only because the dreamer is already
very near awakening when it appears. "Un rêve c'est un réveil qui commence."
It has already been emphasized by Dugas that Goblet was forced to repudiate
many facts in order to generalize his theory. There are, moreover, dreams from
which we do not awaken, e.g., some dreams in which we dream that we
dream. From our knowledge of the dream-work, we can by no means admit that it
extends only over the period of awakening. On the contrary, we must consider it
probable that the first part of the dream-work begins
during the day when we are still under the domination of the foreconscious. The
second phase of the dream-work, viz. the modification through the censor, the
attraction by the unconscious scenes, and the penetration to perception must
continue throughout the night. And we are probably always right when we assert
that we feel as though we had been dreaming the whole night, although we cannot
say what. I do not, however, think it necessary to assume that, up to the time
of becoming conscious, the dream processes really follow the temporal sequence
which we have described, viz. that there is first the transferred dream-wish,
then the distortion of the censor, and consequently the change of direction to
regression, and so on. We were forced to form such a succession for the sake of
description; in reality, however, it is much rather a matter of
simultaneously trying this path and that, and of emotions fluctuating to and
fro, until finally, owing to the most expedient distribution, one particular
grouping is secured which remains. From certain personal experiences, I am
myself inclined to believe that the dream-work often requires more than one day
and one night to produce its result; if this be true, the extraordinary art
manifested in the construction of the dream loses all its
marvels. In my opinion, even the regard for comprehensibility as an occurrence
of perception may take effect before the dream attracts consciousness to itself.
To be sure, from now on the process is accelerated, as the dream is henceforth
subjected to the same treatment as any other perception. It is like fireworks,
which require hours of preparation and only a moment for ignition.
Through the dream-work the dream process now gains either sufficient
intensity to attract consciousness to itself and arouse the foreconscious, which
is quite independent of the time or profundity of sleep, or, its intensity being
insufficient it must wait until it meets the attention which is set in motion
immediately before awakening. Most dreams seem to operate with relatively slight
psychic intensities, for they wait for the awakening. This, however, explains
the fact that we regularly perceive something dreamt on being suddenly aroused
from a sound sleep. Here, as well as in spontaneous awakening, the first glance
strikes the perception content created by the dream-work, while the next strikes
the one produced from without.
But of greater theoretical interest are those dreams which are capable of
waking us in the midst of sleep. We must bear in mind the expediency elsewhere
universally demonstrated, and ask ourselves why the dream
or the unconscious wish has the power to disturb sleep, i.e. the
fulfillment of the foreconscious wish. This is probably due to certain relations
of energy into which we have no insight. If we possessed such insight we should
probably find that the freedom given to the dream and the expenditure of a
certain amount of detached attention represent for the dream an economy in
energy, keeping in view the fact that the unconscious must be held in check at
night just as during the day. We know from experience that the dream, even if it
interrupts sleep, repeatedly during the same night, still remains compatible
with sleep. We wake up for an instant, and immediately resume our sleep. It is
like driving off a fly during sleep, we awake ad hoc, and when we resume
our sleep we have removed the disturbance. As demonstrated by familiar examples
from the sleep of wet nurses, &c., the fulfillment of the wish to sleep is
quite compatible with the retention of a certain amount of attention in a given
direction.
But we must here take cognizance of an objection that is based on a better
knowledge of the unconscious processes. Although we have ourselves described the
unconscious wishes as always active, we have, nevertheless, asserted that they
are not sufficiently strong during the day to make themselves perceptible. But when we sleep, and the unconscious wish has
shown its power to form a dream, and with it to awaken the foreconscious, why,
then, does this power become exhausted after the dream has been taken cognizance
of? Would it not seem more probable that the dream should continually renew
itself, like the troublesome fly which, when driven away, takes pleasure in
returning again and again? What justifies our assertion that the dream removes
the disturbance of sleep?
That the unconscious wishes always remain active is quite true. They
represent paths which are passable whenever a sum of excitement makes use of
them. Moreover, a remarkable peculiarity of the unconscious processes is the
fact that they remain indestructible. Nothing can be brought to an end in the
unconscious; nothing can cease or be forgotten. This impression is most strongly
gained in the study of the neuroses, especially of hysteria. The unconscious
stream of thought which leads to the discharge through an attack becomes
passable again as soon as there is an accumulation of a sufficient amount of
excitement. The mortification brought on thirty years ago, after having gained
access to the unconscious affective source, operates during all these thirty
years like a recent one. Whenever its memory is touched, it is revived and shows itself to be supplied with the excitement which is
discharged in a motor attack. It is just here that the office of psychotherapy
begins, its task being to bring about adjustment and forgetfulness for the
unconscious processes. Indeed, the fading of memories and the flagging of
affects, which we are apt to take as self-evident and to explain as a primary
influence of time on the psychic memories, are in reality secondary changes
brought about by painstaking work. It is the foreconscious that accomplishes
this work; and the only course to be pursued by psychotherapy is the subjugate
the Unc, to the domination of the Forec.
There are, therefore, two exits for the individual unconscious emotional
process. It is either left to itself, in which case it ultimately breaks through
somewhere and secures for once a discharge for its excitation into motility; or
it succumbs to the influence of the foreconscious, and its excitation becomes
confined through this influence instead of being discharged. It is the latter
process that occurs in the dream. Owing to the fact that it is directed by the
conscious excitement, the energy from the Forec., which confronts the dream when
grown to perception, restricts the unconscious excitement of the dream and
renders it harmless as a disturbing factor. When the dreamer wakes up for a moment, he has actually chased away the fly that has
threatened to disturb his sleep. We can now understand that it is really more
expedient and economical to give full sway to the unconscious wish, and clear
its way to regression so that it may form a dream, and then restrict and adjust
this dream by means of a small expenditure of foreconscious labor, than to curb
the unconscious throughout the entire period of sleep. We should, indeed, expect
that the dream, even if it was not originally an expedient process, would have
acquired some function in the play of forces of the psychic life. We now see
what this function is. The dream has taken it upon itself to bring the liberated
excitement of the Unc. back under the domination of the foreconscious; it thus
affords relief for the excitement of the Unc. and acts as a safety-valve for the
latter, and at the same time it insures the sleep of the foreconscious at a
slight expenditure of the waking state. Like the other psychic formations of its
group, the dream offers itself as a compromise serving simultaneously both
systems by fulfilling both wishes in so far as they are compatible with each
other. A glance at Robert's "elimination theory," will show that we must agree
with this author in his main point, viz. in the determination of the function of
the dream, though we differ from him in our hypotheses and
in our treatment of the dream process.
The above qualification—in so far as the two wishes are compatible with each
other—contains a suggestion that there may be cases in which the function of the
dream suffers shipwreck. The dream process is in the first instance admitted as
a wish-fulfillment of the unconscious, but if this tentative wish-fulfillment
disturbs the foreconscious to such an extent that the latter can no longer
maintain its rest, the dream then breaks the compromise and fails to perform the
second part of its task. It is then at once broken off, and replaced by complete
wakefulness. Here, too, it is not really the fault of the dream, if, while
ordinarily the guardian of sleep, it is here compelled to appear as the
disturber of sleep, nor should this cause us to entertain any doubts as to its
efficacy. This is not the only case in the organism in which an otherwise
efficacious arrangement became inefficacious and disturbing as soon as some
element is changed in the conditions of its origin; the disturbance then serves
at least the new purpose of announcing the change, and calling into play against
it the means of adjustment of the organism. In this connection, I naturally bear
in mind the case of the anxiety dream, and in order not to have the appearance
of trying to exclude this testimony against the theory of
wish-fulfillment wherever I encounter it, I will attempt an explanation of the
anxiety dream, at least offering some suggestions.
That a psychic process developing anxiety may still be a wish-fulfillment has
long ceased to impress us as a contradiction. We may explain this occurrence by
the fact that the wish belongs to one system (the Unc.), while by the other
system (the Forec.), this wish has been rejected and suppressed. The subjection
of the Unc. by the Forec. is not complete even in perfect psychic health; the
amount of this suppression shows the degree of our psychic normality. Neurotic
symptoms show that there is a conflict between the two systems; the symptoms are
the results of a compromise of this conflict, and they temporarily put an end to
it. On the one hand, they afford the Unc. an outlet for the discharge of its
excitement, and serve it as a sally port, while, on the other hand, they give
the Forec. the capability of dominating the Unc. to some extent. It is highly
instructive to consider, e.g., the significance of any hysterical phobia
or of an agoraphobia. Suppose a neurotic incapable of crossing the street alone,
which we would justly call a "symptom." We attempt to remove this symptom by
urging him to the action which he deems himself incapable
of. The result will be an attack of anxiety, just as an attack of anxiety in the
street has often been the cause of establishing an agoraphobia. We thus learn
that the symptom has been constituted in order to guard against the outbreak of
the anxiety. The phobia is thrown before the anxiety like a fortress on the
frontier.
Unless we enter into the part played by the affects in these processes, which
can be done here only imperfectly, we cannot continue our discussion. Let us
therefore advance the proposition that the reason why the suppression of the
unconscious becomes absolutely necessary is because, if the discharge of
presentation should be left to itself, it would develop an affect in the Unc.
which originally bore the character of pleasure, but which, since the appearance
of the repression, bears the character of pain. The aim, as well as the result,
of the suppression is to stop the development of this pain. The suppression
extends over the unconscious ideation, because the liberation of pain might
emanate from the ideation. The foundation is here laid for a very definite
assumption concerning the nature of the affective development. It is regarded as
a motor or secondary activity, the key to the innervation of which is located in
the presentations of the Unc. Through the domination of the Forec. these presentations become, as it were, throttled and
inhibited at the exit of the emotion-developing impulses. The danger, which is
due to the fact that the Forec. ceases to occupy the energy, therefore consists
in the fact that the unconscious excitations liberate such an affect as—in
consequence of the repression that has previously taken place—can only be
perceived as pain or anxiety.
This danger is released through the full sway of the dream process. The
determinations for its realization consist in the fact that repressions have
taken place, and that the suppressed emotional wishes shall become sufficiently
strong. They thus stand entirely without the psychological realm of the dream
structure. Were it not for the fact that our subject is connected through just
one factor, namely, the freeing of the Unc. during sleep, with the subject of
the development of anxiety, I could dispense with discussion of the anxiety
dream, and thus avoid all obscurities connected with it.
As I have often repeated, the theory of the anxiety belongs to the psychology
of the neuroses. I would say that the anxiety in the dream is an anxiety problem
and not a dream problem. We have nothing further to do with it after having once
demonstrated its point of contact with the subject of the dream process. There
is only one thing left for me to do. As I have asserted
that the neurotic anxiety originates from sexual sources, I can subject anxiety
dreams to analysis in order to demonstrate the sexual material in their dream
thoughts.
For good reasons I refrain from citing here any of the numerous examples
placed at my disposal by neurotic patients, but prefer to give anxiety dreams
from young persons.
Personally, I have had no real anxiety dream for decades, but I recall one
from my seventh or eighth year which I subjected to interpretation about thirty
years later. The dream was very vivid, and showed me my beloved mother, with
peculiarly calm sleeping countenance, carried into the room and laid on the bed
by two (or three) persons with birds' beaks. I awoke crying and screaming,
and disturbed my parents. The very tall figures—draped in a peculiar manner—with
beaks, I had taken from the illustrations of Philippson's bible; I believe they
represented deities with heads of sparrowhawks from an Egyptian tomb relief. The
analysis also introduced the reminiscence of a naughty janitor's boy, who used
to play with us children on the meadow in front of the house; I would add that
his name was Philip. I feel that I first heard from this boy the vulgar word
signifying sexual intercourse, which is replaced among the educated by the Latin "coitus," but to which the dream distinctly
alludes by the selection of the birds' heads. I must have suspected the sexual
significance of the word from the facial expression of my worldly-wise teacher.
My mother's features in the dream were copied from the countenance of my
grandfather, whom I had seen a few days before his death snoring in the state of
coma. The interpretation of the secondary elaboration in the dream must
therefore have been that my mother was dying; the tomb relief, too, agrees with
this. In this anxiety I awoke, and could not calm myself until I had awakened my
parents. I remember that I suddenly became calm on coming face to face with my
mother, as if I needed the assurance that my mother was not dead. But this
secondary interpretation of the dream had been effected only under the influence
of the developed anxiety. I was not frightened because I dreamed that my mother
was dying, but I interpreted the dream in this manner in the foreconscious
elaboration because I was already under the domination of the anxiety. The
latter, however, could be traced by means of the repression to an obscure
obviously sexual desire, which had found its satisfying expression in the visual
content of the dream.
A man twenty-seven years old who had been severely ill
for a year had had many terrifying dreams between the ages of eleven and
thirteen. He thought that a man with an ax was running after him; he wished to
run, but felt paralyzed and could not move from the spot. This may be taken as a
good example of a very common, and apparently sexually indifferent, anxiety
dream. In the analysis the dreamer first thought of a story told him by his
uncle, which chronologically was later than the dream, viz. that he was attacked
at night by a suspicious-looking individual. This occurrence led him to believe
that he himself might have already heard of a similar episode at the time of the
dream. In connection with the ax he recalled that during that period of his life
he once hurt his hand with an ax while chopping wood. This immediately led to
his relations with his younger brother, whom he used to maltreat and knock down.
In particular, he recalled an occasion when he struck his brother on the head
with his boot until he bled, whereupon his mother remarked: "I fear he will kill
him some day." While he was seemingly thinking of the subject of violence, a
reminiscence from his ninth year suddenly occurred to him. His parents came home
late and went to bed while he was feigning sleep. He soon heard panting and
other noises that appeared strange to him, and he could
also make out the position of his parents in bed. His further associations
showed that he had established an analogy between this relation between his
parents and his own relation toward his younger brother. He subsumed what
occurred between his parents under the conception "violence and wrestling," and
thus reached a sadistic conception of the coitus act, as often happens among
children. The fact that he often noticed blood on his mother's bed corroborated
his conception.
That the sexual intercourse of adults appears strange to children who observe
it, and arouses fear in them, I dare say is a fact of daily experience. I have
explained this fear by the fact that sexual excitement is not mastered by their
understanding, and is probably also inacceptable to them because their parents
are involved in it. For the same son this excitement is converted into fear. At
a still earlier period of life sexual emotion directed toward the parent of
opposite sex does not meet with repression but finds free expression, as we have
seen before.
For the night terrors with hallucinations (pavor nocturnus) frequently
found in children, I would unhesitatingly give the same explanation. Here, too,
we are certainly dealing with the incomprehensible and rejected sexual feelings,
which, if noted, would probably show a temporal
periodicity, for an enhancement of the sexual libido may just as well be
produced accidentally through emotional impressions as through the spontaneous
and gradual processes of development.
I lack the necessary material to sustain these explanations from observation.
On the other hand, the pediatrists seem to lack the point of view which alone
makes comprehensible the whole series of phenomena, on the somatic as well as on
the psychic side. To illustrate by a comical example how one wearing the
blinders of medical mythology may miss the understanding of such cases I will
relate a case which I found in a thesis on pavor nocturnus by
Debacker, 1881. A thirteen-year-old boy of delicate health began to
become anxious and dreamy; his sleep became restless, and about once a week it
was interrupted by an acute attack of anxiety with hallucinations. The memory of
these dreams was invariably very distinct. Thus, he related that the
devil shouted at him: "Now we have you, now we have you," and this was
followed by an odor of sulphur; the fire burned his skin. This dream aroused
him, terror-stricken. He was unable to scream at first; then his voice returned,
and he was heard to say distinctly: "No, no, not me; why, I have done nothing,"
or, "Please don't, I shall never do it again."
Occasionally, also, he said: "Albert has not done that." Later he avoided
undressing, because, as he said, the fire attacked him only when he was
undressed. From amid these evil dreams, which menaced his health, he was sent
into the country, where he recovered within a year and a half, but at the age of
fifteen he once confessed: "Je n'osais pas l'avouer, mais j'éprouvais
continuellement des picotements et des surexcitations aux parties; à la
fin, cela m'énervait tant que plusieurs fois, j'ai pensé me jeter par la fenêtre
au dortoir."
It is certainly not difficult to suspect: 1, that the boy had practiced
masturbation in former years, that he probably denied it, and was threatened
with severe punishment for his wrongdoing (his confession: Je ne le ferai plus;
his denial: Albert n'a jamais fait ça). 2, That under the pressure of puberty
the temptation to self-abuse through the tickling of the genitals was
reawakened. 3, That now, however, a struggle of repression arose in him,
suppressing the libido and changing it into fear, which subsequently took
the form of the punishments with which he was then threatened.
Let us, however, quote the conclusions drawn by our author. This observation
shows: 1, That the influence of puberty may produce in a
boy of delicate health a condition of extreme weakness, and that it may lead to
a very marked cerebral anæmia.
2. This cerebral anæmia produces a transformation of character,
demonomaniacal hallucinations, and very violent nocturnal, perhaps also diurnal,
states of anxiety.
3. Demonomania and the self-reproaches of the day can be traced to the
influences of religious education which the subject underwent as a child.
4. All manifestations disappeared as a result of a lengthy sojourn in the
country, bodily exercise, and the return of physical strength after the
termination of the period of puberty.
5. A predisposing influence for the origin of the cerebral condition of the
boy may be attributed to heredity and to the father's chronic syphilitic
state.
The concluding remarks of the author read: "Nous avons fait entrer cette
observation dans le cadre des délires apyrétiques d'inanition, car c'est à
l'ischémie cérébrale que nous rattachons cet état particulier."
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